Regulatory Compliance

Anastasi Jellum has extensive experience advising financial institutions on how to effectively comply with all applicable banking regulations and consumer laws as issued by various federal and state agencies. In this capacity, we regularly counsel clients, including bank holding companies, on maintaining regulatory compliance, navigating the examination process and promptly addressing any agency findings. Our financial institution attorneys assist clients in resolving matters related to:

  • Regulation O and other insider transactions
  • Regulation CC
  • Regulation E
  • RESPA
  • Electronic Funds Transfers and Internet Banking
  • NACHA
  • Documentary Drafts
  • Uniform Commercial Code (UCC)
  • Truth-in-Lending
  • Privacy issues
  • State and federal lending limit issues
  • Holding company formation
    • Management and governance policies
    • Financially troubled entities

Regulatory Compliance

Nick C. Jellum